Key Enforcement Statistics

Refers to cases where the offence is assessed to be less serious, and a warning letter was issued as a warning to offenders who have committed ethical breaches or criminal offences under the EAA and its subsidiary legislation.

Refers to cases heard before the CEA Disciplinary Committee.

The DC can revoke, suspend, attach new conditions or vary any existing condition attached to the registration or licence of a RES or EA respectively and/or impose a financial penalty of up to $100,000 for RESs and $200,000 for EAs per case. The DC may also admonish or reprimand the RES or EA in writing.

Refers to cases heard before the Court.

The Court may convict and impose a fine and/or imprisonment on offenders who committed an offence under the EAA or its subsidiary legislation, up to the maximum prescribed statutory limit for the offence.